Services & Compliance

The Chief Compliance Officer will develop and maintain a program to provide for the review of policies and procedures. The review is formulated in a written annual report to the independent members of the board. Matrix will provide:

• Compliance Program

    The Chief Compliance Officer will:

• Review policies and procedures of all service providers.
• Provide a summary report of his findings to the Board.
• Keep the board apprised of any serious compliance issues.

Legal Counsel

• Our legal advisors are specialists in the issues related to investment products, including registration and regulatory matters.

Web Site Development

• Utilizing your design preferences and according to regulatory requirements.