Mutual Fund Start Ups

Matrix Fund Services, working closely with fund legal counsel will assist in the following tasks:

Preparation of Organizational Meeting of Board
Maintain Board Member Information (names, address, email address and tax ID number)
Number of all board members
Quotes for Fidelity Bond– E&O and D&O Insurance
Corporate Books and Records
Obtaining a NASDAQ Symbol
Acquire a CUSIP number
Contact list with phone numbers and E-Mails
Privacy Notification
Tax ID number for each portfolio
EDGAR codes ( CIK, CCC, Password)
SEC Effective dates and file numbers
Prospectus and SAI
Annual and Semi Annual Reports
Name of Custodian and contact information
Copies of all current contracts
Board approved procedures
Code of ethics fillings
Name and contact number of printer
Review Fund’s website for FINRA compliance